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  2. How We Serve You
  3. Corporate (401)k Retirement Plans

Corporate (401)k Retirement Plans

Aulestia Wealth Management offers 401(k) plan services for Corporations and Small Businesses. We are unbiased in assisting you with the decision making process of what plan providers may be appropriate for your company plan.

1. FIDUCIARY SUPPORT

As a business owner, CFO or Plan Trustee, do you understand your role as the fiduciary of your 401(k) plan? Have you taken steps to mitigate your liability under ERISA 404(c)?

Aulestia Wealth Management partners with plan sponsors and other qualified plan decision-makers to provide fiduciary support and help you limit your liability.

2. PLAN DESIGN AND STRUCTURE ASSISTANCE/EDUCATION

Does your existing 401(k) plan meet your and your employees’ retirement savings needs? Are all employees, even “highly compensated” employees able to make the maximum contribution into your plan? Is your investment menu comprised of reasonable cost, highest quality alternatives?

We can work with you to help update and customize your existing 401(k) plan to seek to help employees make maximum use of the plan while leveraging the potential long-term benefits of plan investments.

3. DUE DILIGENCE ASSISTANCE AND REPORTING

Do you have, or need a process for monitoring the menu of investments offered to plan participants? Do you understand the many 401k plan service-providers available to help you in your fiduciary role?

We can provide due diligence assistance and deliver reporting to help you monitor plan investments.  This strives to ensure that you and your employees have access to high quality alternatives and a due diligence process that may reduce liability on the plan sponsor.

In addition, we provide participant education services so that your employees are more knowledgeable with the choices available and confident their investment strategy is appropriate given their investment objectives.

How We Serve You

  • Family Office Services
  • Wealth & Investment Management
  • CFO Services
  • Business Succession Planning
  • Estate Planning Strategies
  • Donor Advised Funds
  • Corporate (401)k Retirement Plans

Contact Us

Don't hesitate to get in touch with us.
We would welcome the opportunity to become your trusted advisor.

Get to know us

Phone: (239) 261-9033
Fax: (239) 799-7643

Email: info@aulestiawealth.com

780 Fifth Avenue South, Suite 200, Naples, FL 34102

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WARRANTIES & DISCLAIMERS

There are no warranties implied.

Aulestia Wealth Management, Inc. (“AWMi”) (dba / Aulestia Ventures) is a registered investment adviser located in Naples, FL. AWMi may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. AWMi’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of AWMi’s web site on the Internet should not be construed by any consumer and/or prospective client as AWMi’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by AWMi with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of AWMi, please contact the state securities regulators for those states in which AWMi maintains a registration filing. A copy of AWMi’s current written disclosure statement discussing AWMi’s business operations, services, and fees is available at the SEC’s investment adviser public information website – www.adviserinfo.sec.gov or from AWMi upon written request. AWMi does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to AWMi’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

This website and information are provided for guidance and information purposes only.  Investments involve risk and unless otherwise stated, are not guaranteed.  Be sure to first consult with a qualified financial adviser and/or tax professional before implementing any strategy.  This website and information are not intended to provide investment, tax, or legal advice.

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