Corporate (401)k Retirement Plans
Aulestia Wealth Management offers 401(k) plan services for Corporations and Small Businesses. We are unbiased in assisting you with the decision making process of what plan providers may be appropriate for your company plan.
1. FIDUCIARY SUPPORT
As a business owner, CFO or Plan Trustee, do you understand your role as the fiduciary of your 401(k) plan? Have you taken steps to mitigate your liability under ERISA 404(c)?
Aulestia Wealth Management partners with plan sponsors and other qualified plan decision-makers to provide fiduciary support and help you limit your liability.
2. PLAN DESIGN AND STRUCTURE ASSISTANCE/EDUCATION
Does your existing 401(k) plan meet your and your employees’ retirement savings needs? Are all employees, even “highly compensated” employees able to make the maximum contribution into your plan? Is your investment menu comprised of reasonable cost, highest quality alternatives?
We can work with you to help update and customize your existing 401(k) plan to seek to help employees make maximum use of the plan while leveraging the potential long-term benefits of plan investments.
3. DUE DILIGENCE ASSISTANCE AND REPORTING
Do you have, or need a process for monitoring the menu of investments offered to plan participants? Do you understand the many 401k plan service-providers available to help you in your fiduciary role?
We can provide due diligence assistance and deliver reporting to help you monitor plan investments. This strives to ensure that you and your employees have access to high quality alternatives and a due diligence process that may reduce liability on the plan sponsor.
In addition, we provide participant education services so that your employees are more knowledgeable with the choices available and confident their investment strategy is appropriate given their investment objectives.
